Personal Asset Management

Fees

From	To	Fee (%)	Fee Amount ($)	Cumulative Fee Amount ($)	Cumulative Fee (%)
$0	$500,000	1.50%	$7,500	$7,500	1.50%
$500,000	$1,000,000	1.25%	$6,250	$13,750	1.38%
$1,000,000	$3,000,000	1.00%	$20,000	$33,750	1.13%
$3,000,000	$6,000,000	0.75%	$22,500	$56,250	0.94%
$6,000,000	$15,000,000	0.50%	$45,000	$101,250	0.68%
$15,000,000 & above Negotiable

Minimum fee $4,000 per year
Discounts available for clients with simple portfolio structure.

Includes:

Initial portfolio evaluation
(cost, performance, strategy, asset allocation & risk analysis)

Subsequent investment recommendations
(custodians, strategy, tax implications, cost)

Ongoing Portfolio Management
(determine changes, setting up accounts when necessary,
placing trades)

Annual and/or Quarterly Reporting
(performance, tax status, risk analytics)

* Fee is charged at the end of the calendar quarter, in arrears (after services are rendered)
based on the portfolio value at that time.

Alternative Portfolio Services
Investment Portfolio Evaluation *
Includes an evaluation of portfolio(s), positions and strategy and recommendations for change
Initial	$600
Subsequent yearly evaluations	$500

Financial Planning Projections *
Includes an evaluation of portfolio(s), positions and strategy and recommendations for change
Full/Comprehensive plan	$3,000
Partial plan	$600

Misc. Investment Planning *	$280 per hour

* We reserve the right to charge a bit more for very complex situations (of course, this will be disclosed and discussed prior to initiating engagement)